Registered representative

Results: 707



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21

COST-SHARING AGREEMENT (Method 2), ........... [Organisation], with its registered address at [address], represented by its authorised representative [name] hereinafter referred to as the “implementing partner”,

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Source URL: www.estlat.eu

Language: English - Date: 2009-04-06 09:11:45
    22Financial Industry Regulatory Authority / Securities Exchange Act / Registered Investment Advisor / U.S. Securities and Exchange Commission / Security / PINO / Debits and credits / General Securities Representative Exam / Sales / United States securities law / Business / Finance

    SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. NoMay 7, 2015 Admin. Proc. File NoIn the Matter of the Application of

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    Source URL: www.sec.gov.

    Language: English - Date: 2015-05-07 15:46:38
    23Investment / Registered Investment Advisor / Business / Occupations / Financial adviser / U.S. Securities and Exchange Commission / Registered representative / Broker-dealer / Cyberwarfare / Financial economics / Finance / Financial services

    Risk Alert: Cybersecurity Examination Sweep Summary

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    Source URL: www.sec.gov

    Language: English - Date: 2015-06-02 17:20:17
    24Council of the European Union / Politics of the European Union / Foreign relations of the European Union / Common Foreign and Security Policy / High Representative of the Union for Foreign Affairs and Security Policy / European External Action Service / European Commission / Treaty of Lisbon / Institutions of the European Union / European Union / International relations / Politics of Europe

    This article was downloaded by: [EBSCOHost EJS Content Distribution] On: 17 October 2008 Access details: Access Details: [subscription numberPublisher Routledge Informa Ltd Registered in England and Wales Reg

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    Source URL: graspe.eu

    Language: English - Date: 2009-11-16 16:23:53
    25Life annuity / Registered representative / Insurance / Collective investment scheme / Financial services / Indexed annuity / RiverSource / Financial economics / Investment / Annuity

    AMERICAN PORTFOLIOS FINANCIAL SERVICES, INCVETERANS MEMORIAL HWY. | SUITE 420E HOLBROOK, NYPHONE: FAX:

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    Source URL: www.americanportfolios.com

    Language: English
    26Finance / Financial Industry Regulatory Authority / Securities Exchange Act / Broker-dealer / Trade Reporting And Compliance Engine / Self-regulatory organization / Security / Registered representative / General Securities Representative Exam / United States securities law / Financial economics / Financial system

    SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 13, 2015 Admin. Proc. File NoIn the Matter of the Application of

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    Source URL: edgar.sec.gov

    Language: English - Date: 2015-02-13 12:02:52
    27Financial regulation / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Exchange Act / Registered representative / Financial adviser / United States securities law / Financial economics / Business

    UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoJanuary 26, 2015

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    Source URL: edgar.sec.gov

    Language: English - Date: 2015-01-26 17:40:14
    28Securities Exchange Act / Financial Industry Regulatory Authority / Address / Financial regulation / Law / Economy of the United States / United States securities law / Registered representative / Fingerprint

    Rev. Form U4UNIFORM APPLICATION FOR SECURITIES INDUSTRY REGISTRATION OR TRANSFER INDIVIDUAL NAME: INDIVIDUAL CRD #:

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    Source URL: www.finra.org

    Language: English - Date: 2015-03-03 12:59:08
    29Finance / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / Registered representative / Broker-dealer / General Securities Principal Exam / SEC Rule 10b-5 / United States securities law / Financial economics / Financial system

    UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 4, 2015 Admin. Proc. File No

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    Source URL: edgar.sec.gov

    Language: English - Date: 2015-03-04 12:27:49
    30Financial economics / Financial system / Finance / Financial services / Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Registered representative / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

    UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING

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    Source URL: edgar.sec.gov

    Language: English - Date: 2015-04-10 15:51:13
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